
For forward-thinking retail and wholesale AFSLs
Compliance as your competitive edge
Y O U ’ R E I N G O O D C O M P A N Y














Hi there. We're Nadia & Charlie.
We often hear the same thing: "You're not typical compliance people." We take that as a compliment.
We're a specialist compliance consultancy for retail and wholesale AFSLs who want to focus on advising clients and driving sustainable growth.
We blend legal expertise with business consulting—a rare combination that means we understand both the letter of the law and the commercial reality of running a financial planning business.
Through collaboration and partnership, we become a true extension of your team—a trusted sounding board for all your business decisions, from staff changes to incident management to growth acquisitions.
We are not about ticking boxes. We are about creating positive lasting change in AFSLs .
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Use compliance as an asset to drive efficiency and quality advice outcomes.
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Have the right people in the right roles educated to make confident decisions.
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Create a positive compliance mindset across all areas of the business.
For AFSLs who want to transform compliance into a business advantage
Self-Licensed Advice AFSLs
(3-10 Advisers)
We build governance frameworks, create accountability across roles, and establish quality controls that protect your business while letting advisers focus on what they do best—helping clients.
Multi-Practice AFSLs
(2-4 Advice Businesses)
We support your unique structure from AFSL setup through ongoing governance, serving as your external sounding board while conducting essential audits that maintain consistent standards across all practices under your license.
Wholesale AFSLs
We establish compliance frameworks tailored to wholesale requirements, build robust advice processes for sophisticated investors, and provide ongoing support for investment managers, advisers and trustees serving the wholesale market.

We're shifting attitudes about compliance
Transforming obstacles into opportunities that build client trust
Compliance Insight. Business Instinct.
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1. Let's Talk
Schedule a 20-minute call to discuss your specific compliance challenges and see if we're the right fit to partner with you.
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2. Strong Foundations, Empowered People
We help you implement governance frameworks, drive consistent advice quality, and build a positive compliance culture.
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3. Grow Your Business
Make confident business decisions knowing your compliance foundations are solid, freeing you to focus on your clients.