For forward-thinking retail and wholesale AFSLs

Compliance as your competitive edge

Abstract geometric design with semicircles, triangles, and rectangles in blue, green, beige, and gray to show Kinetic compliance.
Abstract geometric shapes in blue, green, beige, and white to show Kinetic compliance.

Y O U ’ R E I N G O O D C O M P A N Y

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A professional portrait of Directors Nadia Docker and Charlie Huang smiling after providing Financial services compliance solutions

Hi there. We're Nadia & Charlie.

We often hear the same thing: "You're not typical compliance people." We take that as a compliment.

We're a specialist compliance consultancy for retail and wholesale AFSLs who want to focus on advising clients and driving sustainable growth.

We blend legal expertise with business consulting—a rare combination that means we understand both the letter of the law and the commercial reality of running a financial planning business.

Through collaboration and partnership, we become a true extension of your team—a trusted sounding board for all your business decisions, from staff changes to incident management to growth acquisitions.

We are not about ticking boxes. We are about creating positive lasting change in AFSLs .

  • Use compliance as an asset to drive efficiency and quality advice outcomes.

  • A smiling face icon symbolising peace of mind, client satisfaction, and achieving financial goals with the guidance of a financial adviser in Australia.

    Have the right people in the right roles educated to make confident decisions.

  • A shield with a dollar sign inside, representing financial security, risk management, and protecting investments in Australian markets.

    Create a positive compliance mindset across all areas of the business.

For AFSLs who want to transform compliance into a business advantage

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Self-Licensed Advice AFSLs
(3-10 Advisers)

We build governance frameworks, create accountability across roles, and establish quality controls that protect your business while letting advisers focus on what they do best—helping clients.

Two business people in a Multi-Practice AFSL, discussing and looking at a laptop, with abstract graphics and mountain imagery in the background.

Multi-Practice AFSLs 
(2-4 Advice Businesses)

We support your unique structure from AFSL setup through ongoing governance, serving as your external sounding board while conducting essential audits that maintain consistent standards across all practices under your license.

Two professionals, or a Wholesale AFSL, reviewing a tablet, sitting at a table with documents, against an abstract background.

Wholesale AFSLs

We establish compliance frameworks tailored to wholesale requirements, build robust advice processes for sophisticated investors, and provide ongoing support for investment managers, advisers and trustees serving the wholesale market.

We're shifting attitudes about compliance

Transforming obstacles into opportunities that build client trust

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Compliance Insight. Business Instinct.

  • A strategic map icon featuring pathways and markers, symbolising financial planning, creating investment strategies, and navigating markets with a financial adviser in Australia.

    1. Let's Talk

    Schedule a 20-minute call to discuss your specific compliance challenges and see if we're the right fit to partner with you.

  • A smiling face icon symbolising peace of mind, client satisfaction, and achieving financial goals with the guidance of a financial adviser in Australia.

    2. Strong Foundations, Empowered People

    We help you implement governance frameworks, drive consistent advice quality, and build a positive compliance culture.

  • A shield with a dollar sign inside, representing financial security, risk management, and protecting investments in Australian markets.

    3. Grow Your Business

    Make confident business decisions knowing your compliance foundations are solid, freeing you to focus on your clients.

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